SEC Form 4 · accession 0001209191-16-087760
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Appling Jr.
Director
Period of report
Dec 24, 2015
Accepted (ET)
Jan 4, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 24, 2015 | P | 56 | $30.20 | A | 100,220 | D | |
| Common Stock | Dec 24, 2015 | P | 780 | $30.466 | A | 101,000 | D | |
| Common Stock | Dec 24, 2015 | P | 60 | $30.20 | A | 101,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.