SEC Form 4 · accession 0001209191-15-086518
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis L. Hartman
Officer — Vice Chairman, CCO, and SMD
Period of report
Dec 14, 2015
Accepted (ET)
Dec 22, 2015 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | P | 41 | $30.15 | A | 219,013 | D | |
| Common Stock | Dec 14, 2015 | P | 97 | $30.15 | A | 219,110 | D | |
| Common Stock | Dec 21, 2015 | G | 305 | $0.00 | D | 218,805 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2The reporting person transferred these shares as charitable gifts pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.