SEC Form 4 · accession 0001209191-15-081896
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — Chairman and CEO · Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 24, 2015 · 10:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | P | 7 | $30.65 | A | 1,464,310 | D | |
| Common Stock | Nov 16, 2015 | P | 2,124 | $30.65 | A | 1,466,434 | D | |
| Common Stock | Nov 16, 2015 | P | 573 | $30.65 | A | 1,467,007 | D | |
| Common StockF2 | Nov 16, 2015 | P | 78 | $30.65 | A | 13,308 | I | By Foster Irrevocable Trust |
| Common Stock | Nov 16, 2015 | P | 21 | $31.2368 | A | 3,627 | I | By Daughter |
| Common Stock | Nov 16, 2015 | P | 21 | $31.2368 | A | 3,707 | I | By Daughter |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS I | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS II | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Family trust.