SEC Form 4 · accession 0001209191-15-067600
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — CEO and President · Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 24, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | P | 7 | $29.43 | A | 1,455,886 | D | |
| Common Stock | Aug 14, 2015 | P | 2,111 | $29.43 | A | 1,457,997 | D | |
| Common Stock | Aug 14, 2015 | P | 570 | $29.43 | A | 1,458,567 | D | |
| Common Stock | Aug 14, 2015 | P | 21 | $29.541 | A | 3,562 | I | By daughter |
| Common Stock | Aug 14, 2015 | P | 21 | $29.541 | A | 3,640 | I | By daughter |
| Common StockF2 | holding | — | — | — | 13,063 | I | By Foster Irrevocable Trust | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS Trust I | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS Trust II | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS Trust III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Family trust.