SEC Form 4 · accession 0001209191-15-062172
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — CEO and President · Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 23, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2015 | P | 7 | $32.77 | A | 1,453,191 | D | |
| Common Stock | Jul 15, 2015 | P | 1,886 | $32.77 | A | 1,455,078 | D | |
| Common Stock | Jul 15, 2015 | P | 509 | $32.77 | A | 1,455,587 | D | |
| Common StockF2 | Jul 15, 2015 | P | 70 | $32.77 | A | 13,063 | I | By Foster Irrevocable Trust |
| Common Stock | Jul 15, 2015 | P | 19 | $32.7928 | A | 3,541 | I | By daughter |
| Common Stock | Jul 15, 2015 | P | 19 | $32.7928 | A | 3,619 | I | By daughter |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS Trust I | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS Trust II | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS Trust III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Family Trust