SEC Form 4 · accession 0001209191-15-055954
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent D. Smith
Officer — CFO, Treasurer
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | F | 1,223 | $31.80 | D | 12,386 | D | |
| Common Stock | Jun 15, 2015 | P | 23 | $31.65 | A | 12,409 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares used to satisfy tax withholding requirements pursuant to the Main Street Capital Corporation 2008 Equity Incentive Plan.
- F2The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.