SEC Form 4 · accession 0001209191-15-055939
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis L. Hartman
Officer — Chief Credit Officer and SMD
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | G | 850 | $0.00 | D | 223,669 | D | |
| Common Stock | Jun 22, 2015 | F | 5,684 | $31.80 | D | 217,985 | D | |
| Common Stock | Jun 15, 2015 | P | 86 | $31.65 | A | 218,072 | D | |
| Common Stock | Jun 15, 2015 | P | 36 | $31.65 | A | 218,108 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
- F2Shares used to satisfy tax withholding requirements pursuant to the Main Street Capital Corporation 2008 Equity Incentive Plan.
- F3The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.