SEC Form 4 · accession 0001209191-15-055934
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — CEO and President · Director
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | F | 14,572 | $31.80 | D | 1,447,227 | D | |
| Common Stock | Jun 15, 2015 | P | 7 | $31.65 | A | 1,447,234 | D | |
| Common Stock | Jun 15, 2015 | P | 1,926 | $31.65 | A | 1,449,160 | D | |
| Common Stock | Jun 15, 2015 | P | 517 | $31.65 | A | 1,449,677 | D | |
| Common StockF3 | Jun 15, 2015 | P | 71 | $31.65 | A | 12,923 | I | By Foster Irrevocable Trust |
| Common Stock | Jun 15, 2015 | P | 20 | $31.3817 | A | 3,599 | I | By daughter |
| Common Stock | Jun 15, 2015 | P | 19 | $31.3817 | A | 3,522 | I | By daughter |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS Trust I | |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS Trust II | |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS Trust III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares used to satisfy tax withholding requirements pursuant to the Main Street Capital Corporation 2008 Equity Incentive Plan.
- F2The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F3Family trust.