SEC Form 4 · accession 0001209191-15-046824
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — CEO and President · Director
Period of report
May 15, 2015
Accepted (ET)
May 26, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | P | 7 | $30.76 | A | 1,459,297 | D | |
| Common Stock | May 15, 2015 | P | 1,970 | $30.76 | A | 1,461,267 | D | |
| Common Stock | May 15, 2015 | P | 532 | $30.76 | A | 1,461,799 | D | |
| Common StockF2 | May 15, 2015 | P | 73 | $30.76 | A | 12,852 | I | Foster Irrevocable Trust |
| Common Stock | May 15, 2015 | P | 20 | $30.8426 | A | 3,503 | I | Held by daughter |
| Common Stock | May 15, 2015 | P | 20 | $30.8426 | A | 3,580 | I | Held by daughter |
| Common StockF3 | holding | — | — | — | 30,000 | I | MS Trust I | |
| Common StockF3 | holding | — | — | — | 30,000 | I | MS Trust II | |
| Common StockF3 | holding | — | — | — | 30,000 | I | MS Trust III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Irrevocable trust for the benefit of children.
- F3Grantor trust for the benefit of children.