SEC Form 4 · accession 0001209191-15-035759
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — CEO and President · Director
Period of report
Apr 15, 2015
Accepted (ET)
Apr 23, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | P | 7 | $31.25 | A | 1,456,841 | D | |
| Common Stock | Apr 15, 2015 | P | 1,929 | $31.25 | A | 1,458,769 | D | |
| Common Stock | Apr 15, 2015 | P | 21 | $31.25 | A | 1,458,790 | D | |
| Common StockF2 | Apr 15, 2015 | P | 71 | $31.25 | A | 12,779 | I | Foster Irrevocable Trust |
| Common Stock | Apr 15, 2015 | P | 19 | $31.2079 | A | 3,483 | I | Held by daughter |
| Common Stock | Apr 15, 2015 | P | 20 | $31.2079 | A | 3,559 | I | Held by daughter |
| Common StockF3 | holding | — | — | — | 30,000 | I | MS Trust I | |
| Common StockF3 | holding | — | — | — | 30,000 | I | MS Trust II | |
| Common StockF3 | holding | — | — | — | 30,000 | I | MS Trust III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Irrevocable trust for the benefit of children.
- F3Grantor trust for the benefit of children.