SEC Form 4 · accession 0001209191-15-031519
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — CEO and President · Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2015 | G | 90,000 | $0.00 | D | 1,406,328 | D | |
| Common StockF2 | Mar 24, 2015 | G | 30,000 | $0.00 | A | 30,000 | I | MS Trust I |
| Common StockF2 | Mar 24, 2015 | G | 30,000 | $0.00 | A | 30,000 | I | MS Trust II |
| Common StockF2 | Mar 24, 2015 | G | 30,000 | $0.00 | A | 30,000 | I | MS Trust III |
| Common Stock | Apr 1, 2015 | A | 50,506 | $0.00 | A | 1,456,834 | D | |
| Common StockF4 | holding | — | — | — | 12,708 | I | Foster Irrevocable Trust | |
| Common Stock | holding | — | — | — | 3,540 | I | Held by daughter | |
| Common Stock | holding | — | — | — | 3,464 | I | Held by daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted to grantor trusts for the benefit of children.
- F2Grantor trust for the benefit of children.
- F3Shares issued under the Main Street Capital Corporation 2008 Equity Incentive Plan.
- F4Irrevocable trust for the benefit of children.