SEC Form 4 · accession 0001209191-15-002751
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — CEO and President · Director
Period of report
Dec 24, 2014
Accepted (ET)
Jan 7, 2015 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 24, 2014 | P | 11 | $29.94 | A | 1,482,698 | D | |
| Common Stock | Dec 24, 2014 | P | 3,887 | $29.94 | A | 1,486,585 | D | |
| Common Stock | Dec 24, 2014 | P | 832 | $29.94 | A | 1,487,417 | D | |
| Common StockF2 | Dec 24, 2014 | P | 114 | $29.94 | A | 12,493 | I | Foster Irrevocable Trust |
| Common StockF3 | holding | — | — | — | 3,480 | I | Amy Foster Irrevocable Trust | |
| Common StockF3 | holding | — | — | — | 3,405 | I | Brittany Foster Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Shares purchased by irrevocable trust for the benefit of children.
- F3Shares purchased by custodial account of daughter.