SEC Form 4 · accession 0001396279-16-000225
hhgregg, Inc. · HGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert James Riesbeck
Officer — Chief Executive Officer
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 7:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396279
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Oct 17, 2016 | A | 150,000 | A | — | — | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F21/3 of the restricted stock units vest on 10/17/17, 1/3 of the restricted stock units vest on 10/17/18 and 1/3 of the restricted stock units vest on 10/17/19. Vested shares will be issued to the reported person on each respective vest date.