SEC Form 4 · accession 0001396279-16-000186
hhgregg, Inc. · HGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Carmichael
Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 9:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 4,579 | $1.70 | A | 9,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Jun 8, 2016 | M | 4,579 | D | — | — | Common Stock | 4,579 | 9,157 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F24,579 of the restricted stock units vested on 6/8/16, 4,579 of the restricted stock units will vest on 6/8/17 and 4,578 of the restricted stock units will vest on 6/8/18. Vested shares are issued to the reporting person on each respective vest date