SEC Form 4 · accession 0001181431-15-007794
hhgregg, Inc. · HGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Smith
Director
Period of report
May 30, 2015
Accepted (ET)
Jun 2, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 | May 30, 2015 | M | 1,400 | $3.85 | A | 29,880 | D | |
| Common Stock, par value $0.0001F1 | holding | — | — | — | 26,253 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | May 30, 2015 | M | 1,400 | D | May 30, 2015 | May 30, 2015 | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1Upon Termination of the Michael L. Smith & Michael T. Smith 2006 Grantor Retained Annuity Trust, the shares were distributed to a partnership owned by the reporting person's adult children who do not share the reporting person's household. The reporting person has no pecuniary interest in the shares held by the partnership and disclaims beneficial ownership of such shares.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.