SEC Form 4 · accession 0001181431-15-007793
hhgregg, Inc. · HGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis May
Officer — President and CEO · Director
Period of report
May 30, 2015
Accepted (ET)
Jun 2, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 per share | May 30, 2015 | M | 10,500 | $3.85 | A | 1,142,420 | D | |
| Common Stock, $.0001 per share | May 30, 2015 | F | 3,238 | $3.85 | D | 1,139,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | May 30, 2015 | M | 10,500 | D | May 30, 2015 | May 30, 2015 | Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.