SEC Form 4 · accession 0001181431-15-007791
hhgregg, Inc. · HGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence P Castellani
Director
Period of report
May 30, 2015
Accepted (ET)
Jun 2, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per share | May 30, 2015 | M | 1,400 | $3.85 | A | 2,800 | D | |
| Common Stock, par value $.0001 per shareF1 | holding | — | — | — | 260,606 | I | By Trust/Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | May 30, 2015 | M | 1,400 | D | May 30, 2015 | May 30, 2015 | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1Mr. Castellani, as (i) trustee of the Lawrence P and Joan J Castellani 2007 Irrevocable Turst owns 119,041 shares, (ii) trust of the Lawrence P. Castellani Grantor Retained Annuity Trust, which owns 80,959 shares, (iii) as trustee of the Lawrence P. Castellani Family Foundation, which owns 30,303 shares, and (iv) member of the Castellani Associates II, LLC, which owns 30,303 shares, has power to vote and dispose of all such shares.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.