SEC Form 4 · accession 0001181431-15-007604
hhgregg, Inc. · HGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert James Riesbeck
Officer — Chief Financial Officer
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396279
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $3.83 | May 26, 2015 | A | 13,333 | A | — | May 26, 2022 | Common Stock | 13,333 | 13,333 | D |
| Restricted Stock UnitF2,F3 | — | May 26, 2015 | A | 13,333 | A | — | — | Common Stock | 13,333 | 13,333 | D |
Explanation of responses
- F11/3 of the options will become exercisable on 5/26/16, 1/3 of the options will become exercisable on 5/26/17 and 1/3 of the options will become exercisable on 5/26/18.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F31/3 of the restricted stock units vest on 5/26/16, 1/3 of the restricted stock units vest on 5/26/17 and 1/3 of the restricted stock units vest on 5/26/18. Vested shares will be issued to the reported person on each respective vest date.