SEC Form 4 · accession 0001225385-18-000039
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis R. Knowles
Officer — CEO, President & COO · Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2018 | A | 13,406 | $0.00 | A | 36,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $23.31 | Mar 2, 2018 | A | 25,869 | A | — | Mar 2, 2028 | Common Stock | 25,869 | 25,869 | D |
Explanation of responses
- F1Annual grant of restricted stock award with shares vesting as follows: 25% per year over four years beginning March 2, 2019.
- F2Grant of stock option vests at the rate of 25% per year over four years beginning on March 2, 2019.