SEC Form 4 · accession 0001225385-17-000063
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis R. Knowles
Officer — CEO, President & COO · Director
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2017 | A | 22,841 | $0.00 | A | 22,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $21.89 | May 5, 2017 | A | 44,682 | A | — | May 5, 2027 | Common Stock | 44,682 | 44,682 | D |
Explanation of responses
- F1Grant of restricted stock award with 100% of shares vesting on the third anniversary of the grant.
- F2Grant of stock option vests at the rate of 25% per year over four years beginning on May 5, 2018.