SEC Form 4 · accession 0001140361-16-085134
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin D. Agard
Officer — Chief Financial Officer
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2016 | A | 11,651 | $0.00 | A | 11,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $15.02 | Nov 3, 2016 | A | 70,000 | A | — | Nov 3, 2026 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1The restricted stock units vest at the rate of 25% per year over four years beginning on November 3, 2017.
- F2Stock option vests at the rate of 25% per year over four years beginning on November 3, 2017.