SEC Form 4 · accession 0001140361-16-056879
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A. Schwartz
Officer — CIO/SVP Business Dev.
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2016 | A | 4,163 | $0.00 | A | 15,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $12.01 | Mar 3, 2016 | A | 8,333 | A | — | Mar 4, 2026 | Common Stock | 8,333 | 8,333 | D |
Explanation of responses
- F1Annual grant of restricted stock award with shares vesting as follows: 25% per year over four years beginning on March 3, 2017.
- F2Annual grant of stock option vests at the rate of 25% per year over four years beginning on March 3, 2017.