SEC Form 4 · accession 0001140361-15-040863
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Sullivan
Officer — Founder; Acting CEO · Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $16.13 | Nov 9, 2015 | A | 6,613 | A | — | Nov 9, 2025 | Common Stock | 6,613 | 6,613 | D |
Explanation of responses
- F1Stock option vests at the rate of 33% per year over three years beginning November 9, 2016 if Mr. Sullivan is employed by Lumber Liquidators Holdings, Inc. (or any related company) or serves on its Board of Directors on such anniversary, as more fully set forth in Form of Service Option Award Agreement filed as Exhibit 10.1 in Issuer's current report on Form 8-K filed August 5, 2015.