SEC Form 4 · accession 0001140361-15-032730
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill Witter
Officer — Chief Compliance & Legal Ofcr
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2015 | A | 28,530 | $0.00 | A | 28,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $14.02 | Aug 14, 2015 | A | 60,975 | A | — | Aug 15, 2025 | Common Stock | 60,975 | 60,975 | D |
Explanation of responses
- F1Grant of restricted stock award with shares vesting as follows: 25% per year over four years beginning on August 14, 2016.
- F2Grant of stock option that vests at the rate of 33% per year over three years beginning on August 14, 2018.