SEC Form 4 · accession 0001140361-15-031351
Lumber Liquidators Holdings, Inc. · LL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A. Whirley Jr.
Officer — Interim CFO and SVP, Finance
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | A | 5,832 | $0.00 | A | 5,832 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F2 | $12.86 | Aug 10, 2015 | A | 37,375 | A | — | Aug 11, 2025 | Common Stock | 37,375 | 37,375 | D |
Explanation of responses
- F1Grant of restricted stock award with shares vesting as follows: 25% per year over four years beginning on August 10, 2016.
- F2Grant of stock option that vests at the rate of 25% per year over four years beginning on August 10, 2016.