SEC Form 4 · accession 0001562180-18-000335
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Mills
Officer — Chief Administrative Officer
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | M | 10,100 | $47.47 | A | 44,581 | D | |
| Common Stock | Jan 12, 2018 | F | 6,362 | $135.18 | D | 38,219 | D | |
| Common Stock | Jan 17, 2018 | S | 3,738 | $134.56 | D | 34,481 | D | |
| Common Stock (401k) | holding | — | — | — | 8,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $47.47 | Jan 12, 2018 | M | 10,100 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 10,100 | 0 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F2Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.