SEC Form 4 · accession 0001562180-18-000237
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Mills
Officer — Chief Administrative Officer
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 10,870 | $47.47 | A | 45,351 | D | |
| Common Stock | Jan 3, 2018 | F | 6,211 | $131.87 | D | 39,140 | D | |
| Common StockF3 | Jan 5, 2018 | S | 4,659 | $133.25 | D | 34,481 | D | |
| Common Stock (401k) | holding | — | — | — | 8,655 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $47.47 | Jan 3, 2018 | M | 10,870 | D | Feb 12, 2009 | Feb 12, 2019 | Common Stock | 10,870 | 0 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F2Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.
- F3Shares were sold on January 5, 2018 at prices ranging from $132.30 to $133.46 per share. Full information regarding the number of shares sold at each separate price will be provided upon request.