SEC Form 4 · accession 0001562180-17-002936
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Mills
Officer — Chief Administrative Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 12, 2017 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 4,425 | $70.69 | A | 28,296 | D | |
| Common Stock | Sep 11, 2017 | F | 3,444 | $121.52 | D | 24,852 | D | |
| Common Stock (401k) | holding | — | — | — | 8,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $70.69 | Sep 11, 2017 | M | 4,425 | D | Feb 7, 2008 | Feb 7, 2018 | Common Stock | 4,425 | 0 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F2Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.