SEC Form 4 · accession 0001225208-17-011138
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley G Bass
Officer — Chief Growth Officer
Period of report
Jun 12, 2017
Accepted (ET)
Jun 12, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2017 | M | 8,940 | $47.47 | A | 30,879 | D | |
| Common Stock | Jun 12, 2017 | M | 5,760 | $70.69 | A | 36,639 | D | |
| Common Stock | Jun 12, 2017 | F | 4,362 | $130.33 | D | 32,277 | D | |
| Common Stock | Jun 12, 2017 | F | 5,925 | $130.33 | D | 26,352 | D | |
| Common Stock (401k) | holding | — | — | — | 13,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $70.69 | Jun 12, 2017 | M | 5,760 | D | Feb 7, 2009 | Feb 7, 2018 | Common Stock | 5,760 | 0 | D |
| Stock Appreciation Right | $47.47 | Jun 12, 2017 | M | 8,940 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 8,940 | 9,630 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017.
- F2Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.