SEC Form 4 · accession 0001225208-17-010909
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ejaz A Khan
Officer — VP, Controller & CIO
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | M | 6,100 | $47.47 | A | 33,094 | D | |
| Common StockF1 | Jun 2, 2017 | F | 4,076 | $126.83 | D | 29,018 | D | |
| Common Stock (401k) | holding | — | — | — | 20,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $47.47 | Jun 2, 2017 | M | 6,100 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 6,100 | 12,150 | D |
Explanation of responses
- F1Includes 15,209 shares held jointly by the reporting person and his spouse in joint brokerage accounts.
- F2Represents shares sold (for tax withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only stock Appreciation Rights previously granted.