SEC Form 4 · accession 0001225208-17-002169
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ejaz A Khan
Officer — VP, Controller & CIO
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2017 | M | 5,650 | $70.69 | A | 28,578 | D | |
| Common StockF1 | Jan 30, 2017 | F | 3,885 | $134.36 | D | 24,693 | D | |
| Common Stock (401k) | holding | — | — | — | 20,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $70.69 | Jan 30, 2017 | M | 5,650 | D | Feb 7, 2009 | Feb 7, 2018 | Common Stock | 5,650 | 0 | D |
Explanation of responses
- F1Includes 15,209 shares held jointly by the reporting person and his spouse in joint brokerage accounts.
- F2Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.