SEC Form 4 · accession 0001225208-17-002057
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William K Duke
Officer — President, Southeast Division
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2017 | M | 2,340 | $109.20 | A | 26,515 | D | |
| Common Stock | Jan 26, 2017 | F | 2,062 | $135.28 | D | 24,453 | D | |
| Common Stock (401k) | holding | — | — | — | 15,193 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $109.20 | Jan 26, 2017 | M | 2,340 | D | Feb 8, 2008 | Feb 8, 2017 | Common Stock | 2,340 | 0 | D |
Explanation of responses
- F1Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.