SEC Form 4 · accession 0001225208-16-041767
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Pasley
Officer — President - Mountain West Div
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 1,314 | $47.47 | A | 3,604 | D | |
| Common Stock | Nov 11, 2016 | M | 675 | $43.05 | A | 4,279 | D | |
| Common Stock | Nov 11, 2016 | S | 184 | $132.92 | D | 4,095 | D | |
| Common Stock | Nov 11, 2016 | F | 364 | $136.04 | D | 3,731 | D | |
| Common Stock | Nov 11, 2016 | F | 737 | $136.04 | D | 2,994 | D | |
| Common Stock (401k) | holding | — | — | — | 1,858 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $43.05 | Nov 11, 2016 | M | 675 | D | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 675 | 1,305 | D |
| Stock Appreciation Right | $47.47 | Nov 11, 2016 | M | 1,314 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 1,314 | 0 | D |
Explanation of responses
- F1Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.