SEC Form 4 · accession 0001225208-16-041712
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C. Brock Lodge Jr.
Officer — President - Western Division
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 378 | $79.41 | A | 378 | D | |
| Common Stock | Nov 10, 2016 | M | 193 | $66.00 | A | 571 | D | |
| Common Stock | Nov 10, 2016 | F | 418 | $131.55 | D | 153 | D | |
| Common Stock (401k) | holding | — | — | — | 436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $79.41 | Nov 10, 2016 | M | 378 | D | Feb 12, 2016 | Feb 12, 2025 | Common Stock | 378 | 1,132 | D |
| Stock Appreciation Right | $66.00 | Nov 10, 2016 | M | 193 | D | Feb 13, 2015 | Feb 13, 2024 | Common Stock | 193 | 384 | D |
Explanation of responses
- F1Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.