SEC Form 4 · accession 0001225208-16-038047
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Mills
Officer — Chief Administrative Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 8,910 | $109.20 | A | 27,627 | D | |
| Common Stock | Aug 15, 2016 | M | 2,085 | $70.69 | A | 29,712 | D | |
| Common Stock | Aug 15, 2016 | F | 1,637 | $118.92 | D | 28,075 | D | |
| Common Stock | Aug 15, 2016 | F | 8,524 | $118.92 | D | 19,551 | D | |
| Common Stock (401k) | holding | — | — | — | 7,504 | D | ||
| Common Stock | holding | — | — | — | 768 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $70.69 | Aug 15, 2016 | M | 2,085 | D | Feb 7, 2009 | Feb 7, 2018 | Common Stock | 2,085 | 4,425 | D |
| Stock Appreciation Right | $109.20 | Aug 15, 2016 | M | 8,910 | D | Feb 8, 2008 | Feb 8, 2017 | Common Stock | 8,910 | 0 | D |
Explanation of responses
- F1Represents shares sold (for purposes of tax-withholding and payment of applicable costs) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.