SEC Form 4 · accession 0001225208-16-037866
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Pasley
Officer — President - Mountain West Div
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 11:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 2,040 | $109.20 | A | 3,704 | D | |
| Common Stock | Aug 11, 2016 | F | 1,902 | $121.54 | D | 1,802 | D | |
| Common Stock | Aug 12, 2016 | M | 1,700 | $47.47 | A | 3,502 | D | |
| Common Stock | Aug 12, 2016 | M | 740 | $70.69 | A | 4,242 | D | |
| Common Stock | Aug 12, 2016 | F | 532 | $121.10 | D | 3,710 | D | |
| Common Stock | Aug 12, 2016 | F | 1,002 | $121.10 | D | 2,708 | D | |
| Common Stock (401k) | holding | — | — | — | 1,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $109.20 | Aug 11, 2016 | M | 2,040 | D | Feb 8, 2008 | Feb 8, 2017 | Common Stock | 2,040 | 0 | D |
| Stock Appreciation Right | $70.69 | Aug 12, 2016 | M | 740 | D | Feb 7, 2009 | Feb 7, 2018 | Common Stock | 740 | 0 | D |
| Stock Appreciation Right | $47.47 | Aug 12, 2016 | M | 1,700 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 1,700 | 1,314 | D |