SEC Form 4 · accession 0001225208-16-036722
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Hill
Officer — Chairman, President & CEO · Director
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 11, 2016 | M | 9,285 | $47.47 | A | 30,114 | D | |
| Common Stock | Jul 11, 2016 | M | 4,455 | $109.20 | A | 34,569 | D | |
| Common Stock | Jul 11, 2016 | M | 3,100 | $43.05 | A | 37,669 | D | |
| Common Stock | Jul 11, 2016 | M | 2,880 | $70.69 | A | 40,549 | D | |
| Common Stock | Jul 11, 2016 | M | 700 | $43.63 | A | 41,249 | D | |
| Common Stock | Jul 11, 2016 | F | 15,148 | $123.61 | D | 26,101 | D | |
| Common Stock | Jul 13, 2016 | M | 4,455 | $109.20 | A | 30,556 | D | |
| Common Stock | Jul 13, 2016 | F | 4,146 | $125.67 | D | 26,410 | D | |
| Common Stock (401k) | holding | — | — | — | 14,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $70.69 | Jul 11, 2016 | M | 2,880 | D | Feb 7, 2009 | Feb 7, 2018 | Common Stock | 2,880 | 2,880 | D |
| Stock Appreciation Right | $109.20 | Jul 11, 2016 | M | 4,455 | D | Feb 8, 2008 | Feb 8, 2017 | Common Stock | 4,455 | 4,455 | D |
| Stock Appreciation Right | $43.05 | Jul 11, 2016 | M | 3,100 | D | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 3,100 | 6,200 | D |
| Stock Appreciation Right | $47.47 | Jul 11, 2016 | M | 9,285 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 9,285 | 9,285 | D |
| Stock Appreciation Right | $43.63 | Jul 11, 2016 | M | 700 | D | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 700 | 4,900 | D |
| Stock Appreciation Right | $109.20 | Jul 13, 2016 | M | 4,455 | D | Feb 8, 2008 | Feb 8, 2017 | Common Stock | 4,455 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016 in connection with the terms of a divorce decree between the reporting person and his former spouse. The net proceeds after tax will be delivered to the former spouse of the reporting person.
- F2Since the date of the reporting person's last ownership report, he transferred 3,458 shares of VMC common stock to his former spouse pursuant to a qualified domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.