SEC Form 5 · accession 0001225208-16-024065
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Hill
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 13, 2016 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 14,452 | D | ||
| Common Stock (401k) | holding | — | — | — | 12,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (Deferred Comp DSUs/PSUs)F1 | — | Dec 1, 2015 | J | 3,314 | D | — | — | Common Stock | 3,314 | 5,511 | D |
| Phantom Stock (Deferred Compensation)F3,F4 | — | Dec 1, 2015 | J | 2,412 | D | — | — | Common Stock | 2,412 | 2,427 | D |
Explanation of responses
- F1Represents time-based restricted stock units ('RSUs') reported as shares of common stock. The reporting person has elected, upon the vesting thereof, to defer the receipt of these shares under the terms of the Company's Executive Deferred Compensation Plan.
- F2The reporting person transferred 3,313.620517 phantom shares (deferred comp DSUs/PSUs) and 2,411.679040 phantom shares (deferred compensation) to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities transferred pursuant to the domestic relations order.
- F3Convertible on a 1-for-1 basis.
- F4The units are to be settled in Vulcan common stock commencing at the retirement of the reporting person.