SEC Form 4 · accession 0001225208-15-006137
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danny R Shepherd
Officer — Vice Chairman
Period of report
Feb 27, 2015
Accepted (ET)
Feb 27, 2015 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 44,850 | $47.47 | A | 81,858 | D | |
| Common Stock | Feb 27, 2015 | M | 23,400 | $43.05 | A | 105,258 | D | |
| Common StockF1 | Feb 27, 2015 | D | 52,541 | $82.39 | D | 52,717 | D | |
| Common Stock | holding | — | — | — | 52,717 | D | ||
| Common Stock | holding | — | — | — | 217 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $43.05 | Feb 27, 2015 | M | 23,400 | D | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 23,400 | 0 | D |
| Stock Appreciation Right | $47.47 | Feb 27, 2015 | M | 44,850 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 44,850 | 0 | D |
Explanation of responses
- F1This is a non-market transaction. These 52,541 shares were withheld by the company to cover the exercise price and tax liability related to the exercise of the stock appreciation rights