SEC Form 4 · accession 0001225208-15-001933
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M James
Officer — Executive Chairman · Director
Period of report
Jan 23, 2015
Accepted (ET)
Jan 26, 2015 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2015 | M | 36,500 | $57.095 | A | 164,839 | D | |
| Common StockF1 | Jan 23, 2015 | F | 32,051 | $69.92 | D | 132,788 | D | |
| Common Stock | holding | — | — | — | 14,529 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $57.095 | Jan 23, 2015 | M | 36,500 | D | Dec 31, 2005 | Feb 10, 2015 | Common Stock | 36,500 | 36,500 | D |
Explanation of responses
- F132,051 shares were sold on January 23, 2015 to cover the cost of this exercise and 4,449 shares were retained by the reporting person following the transaction.
- F2The option vests over five years in 20% increments each year on December 31 following the grant date.