Form4insider filings, from the source

SEC Form 4 · accession 0001395942-15-000170

OPENLANE, Inc. · OPLN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Thomas J. Caruso
Officer — Chief Client Officer
Period of report
Oct 6, 2015
Accepted (ET)
Oct 7, 2015 · 10:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395942

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockOct 6, 2015M7,978$10.00A7,978D
Common StockOct 6, 2015S7,978$37.00D0D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Employee Stock Option (right to buy)F1$10.00Oct 6, 2015A7,978D—Aug 20, 2017Common Stock7,9780D
Employee Stock Option (right to buy)F1$16.677holding————Aug 19, 2018Common Stock10,27510,275D
Employee Stock Option (right to buy)F1$13.46holding————Mar 1, 2020Common Stock33,58533,585D
Employee Stock Option (right to buy)F1$14.44holding————Feb 25, 2021Common Stock25,00025,000D

Explanation of responses