SEC Form 4 · accession 0001567619-19-001612
ADESTO TECHNOLOGIES Corp · IOTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gideon D Intrater
Officer — Chief Technology Officer
Period of report
Jan 1, 2019
Accepted (ET)
Jan 24, 2019 · 8:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2019 | F | 1,006 | $4.40 | D | 90,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- F2Includes 2,500 shares of Common Stock acquired on July 31, 2018 pursuant to the Issuer's employee stock purchase plan (the "ESPP Shares"). The ESPP Shares were not reflected in the total direct holdings reported in the Reporting Person's Forms 4 filed on October 3, 2018 and November 13, 2018.