SEC Form 4 · accession 0001140361-17-022048
ADESTO TECHNOLOGIES Corp · IOTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gideon D Intrater
Officer — Chief Technology Officer
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2017 | M | 1,090 | $1.65 | A | 84,733 | D | |
| Common Stock | May 19, 2017 | M | 1,090 | $1.65 | A | 85,823 | D | |
| Common Stock | May 19, 2017 | S | 2,180 | $5.30 | D | 83,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.65 | May 19, 2017 | M | 1,090 | D | — | Aug 10, 2024 | Common Stock | 1,090 | 0 | D |
| Employee Stock Option (right to buy)F1 | $1.65 | May 19, 2017 | M | 1,090 | D | — | Dec 15, 2024 | Common Stock | 1,090 | 0 | D |
Explanation of responses
- F1The stock option is fully vested and immediately exercisable.