SEC Form 4 · accession 0001140361-17-011975
ADESTO TECHNOLOGIES Corp · IOTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Shelton
Officer — Chief Financial Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395848
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.55 | Mar 10, 2017 | A | 68,681 | A | — | Mar 9, 2027 | Common Stock | 68,681 | 68,681 | D |
Explanation of responses
- F1The stock option vests and becomes exercisable in 48 equal monthly installments beginning on May 1, 2017 until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.