SEC Form 4 · accession 0001140361-17-008710
ADESTO TECHNOLOGIES Corp · IOTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Spade
Officer — VP, Worldwide Sales
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 17, 2017 | S | 4,064 | $4.3215 | D | 32,345 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate of sales effected on the same day at different prices.
- F2Represents the weighted average sales price per share. The shares sold at prices ranging from $4.225 to $4.375 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Includes 2,500 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on July 29, 2016, and 1,564 shares acquired under the ESPP on January 31, 2017.