SEC Form 4 · accession 0001140361-16-069182
ADESTO TECHNOLOGIES Corp · IOTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson C Chan
Director
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395848
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jun 6, 2016 | A | 8,241 | A | — | — | Common Stock | 8,241 | 8,241 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- F2100% of the RSUs will vest on June 6, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.