SEC Form 3 · accession 0000914760-15-000293
ADESTO TECHNOLOGIES Corp · IOTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ADAMS STREET PARTNERS LLC
10% Owner
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1,F7 | holding | — | — | — | 5,208,333 | I | By Funds | |
| Series B Common StockF2,F7 | holding | — | — | — | 4,734,849 | I | By Funds | |
| Series C Common StockF3,F7 | holding | — | — | — | 1,688,103 | I | By Funds | |
| Series D Common StockF4,F7 | holding | — | — | — | 1,166,510 | I | By Funds | |
| Series D-1 Common StockF5,F7 | holding | — | — | — | 785,675 | I | By Funds | |
| Series E Common StockF6,F7 | holding | — | — | — | 1,875,793 | I | By Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 2,446,060 shares held by Adams Street 2006 Direct Fund, L.P. and 2,762,273 shares held by Adams Street 2007 Direct Fund, L.P.
- F2Represents 2,223,691 shares held by Adams Street 2006 Direct Fund, L.P. and 2,511,158 shares held by Adams Street 2007 Direct Fund, L.P.
- F3Represents 792,807 shares held by Adams Street 2006 Direct Fund, L.P. and 895,296 shares held by Adams Street 2007 Direct Fund, L.P.
- F4Represents 547,844 shares held by Adams Street 2006 Direct Fund, L.P. and 618,666 shares held by Adams Street 2007 Direct Fund, L.P.
- F5Represents 368,987 shares held by Adams Street 2006 Direct Fund, L.P. and 416,688 shares held by Adams Street 2007 Direct Fund, L.P.
- F6Represents 880,954 shares held by Adams Street 2006 Direct Fund, L.P. and 994,839 shares held by Adams Street 2007 Direct Fund, L.P.
- F7The shares owned by each of Adams Street 2006 Direct Fund, L.P. and Adams Street 2007 Direct Fund, L.P. may be deemed to be beneficially owned by Adams Street Partners, LLC, the managing member of the general partner of each of Adams Street 2006 Direct Fund, L.P. and Adams Street 2007 Direct Fund, L.P. David Brett, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares. Adams Street Partners, LLC and David Brett, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.