SEC Form 4 · accession 0001394159-15-000010
Orbitz Worldwide, Inc. · OWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel M Fulton
Officer — Senior Vice President
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | M | 18,446 | $4.90 | A | 129,639 | D | |
| Common StockF2 | Jan 20, 2015 | S | 18,446 | $10.093 | D | 111,193 | D | |
| Common Stock | Jan 21, 2015 | M | 1,554 | $4.90 | A | 112,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3,F4 | $4.90 | Jan 20, 2015 | M | 18,446 | D | — | Jun 2, 2017 | Common Stock | 18,446 | 1,554 | D |
| Employee Stock Options (Right to Buy)F3,F4 | $4.90 | Jan 21, 2015 | M | 1,554 | D | — | Jun 2, 2017 | Common Stock | 1,554 | 0 | D |
Explanation of responses
- F1This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2014.
- F2Shares were sold in two sets of transactions within the same trading day at prices of $10.00 and $10.50. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F3Granted under the Orbitz Worldwide, Inc. 2007 Equity and Incentive Plan, as amended.
- F4The stock options vested annually over four years on June 2, 2011, 2012, 2013 and 2014.