SEC Form 4 · accession 0001437749-17-013498
Diversified Restaurant Holdings, Inc. · SAUC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Friedman
Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2017 | A | 14,222 | $0.00 | A | 59,353 | D | |
| Common StockF1 | May 23, 2016 | F | 1,188 | $1.57 | D | 58,165 | D | |
| Common StockF2 | Jul 28, 2017 | F | 5,333 | $2.25 | D | 52,832 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reports the disposition of shares to the issuer as a tax withholding in connection with vesting of restricted stock. It is being reported late due to an administrative oversight.
- F2This transaction reports the disposition of shares to the issuer as a tax withholding in connection with vesting of restricted stock.