SEC Form 4/A · accession 0001437749-16-038835
Diversified Restaurant Holdings, Inc. · SAUC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph M Nowicki
Director
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 14, 2016 | P | 21,900 | $1.14 | A | 21,900 | I | By spouse |
| Common Stock | holding | — | — | — | 30,131 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed in part to correct the transaction code.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1393 to $1.14, inclusive. The reporting person undertakes to provide to Diversified Restaurant Holdings, Inc., any security holder of Diversified Restaurant Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
- F3This amendment is being filed in part to adjust share numbers in column 5 and the holding details in columns 6 and 7 to reflect the shares are beneficially owned by the reporting person's spouse.